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Iftikar A. Ahmed v. Securities and Exchange Commission, et al.

Paid petition · United States Court of Appeals for the Second Circuit, No. 21-1686, 21-1712 · judgment June 28, 2023


Certiorari denied · June 17, 2024
Pre-decision estimate: 10% cert probability (95% interval 7%–15%)

Before the decision, about 2.5× the 4.1% base rate. The model weighted this up for counsel who has won certiorari before, a Second Circuit decision below, and a circuit split argued in the petition.

Question presented

As this Court has recognized, “it takes a cross-appeal to justify a remedy in favor of an appellee.” Greenlaw v. United States, 554 U.S. 237, 244-45 (2008). This is an “inveterate and certain” rule, and this Court has never recognized any exception to it. Ibid. Still, “[t]he cases are in disarray.” Wright & Miller, Federal Practice and Procedure § 3904. Five Circuits adhere to Greenlaw and refuse to find exceptions to application of the cross-appeal rule (properly invoked) on the basis that it is either jurisdictional or at least mandatory, while another six circuits (including the Second Circuit in the decision below) all but ignore Greenlaw to hold that this rule is discretionary and may be disregarded by an appellate court in appropriate circumstances. The question presented is: 1. Whether the cross-appeal rule, which prohibits the granting of a remedy in favor of an appellee absent the filing of a cross-appeal, is jurisdictional or otherwise mandatory, or whether it admits of any exception, including, inter alia, for remands or changes in substantive law.

Counsel of record

For petitioner
Vincent Gregory Levy
Holwell Shuster & Goldberg, LLP

For respondent
Elizabeth B. Prelogar
Solicitor General

Case

Conference history
Distributed for 1 conference

Related
Vide, 23-987

Proceedings

  1. Jun 17 2024
    Petition DENIED.
  2. May 28 2024
    DISTRIBUTED for Conference of 6/13/2024.
  3. Apr 26 2024
    Reply of petitioner Iftikar Ahmed filed.
  4. Apr 10 2024
    Brief of respondents Securities and Exchange Commission, et al. in opposition filed.
  5. Feb 29 2024
    Motion to extend the time to file a response is granted and the time is further extended to and including April 10, 2024.
  6. Feb 28 2024
    Motion to extend the time to file a response from March 11, 2024 to April 10, 2024, submitted to The Clerk.
  7. Feb 08 2024
    Motion to extend the time to file a response is granted and the time is extended to and including March 11, 2024.
  8. Feb 07 2024
    Motion to extend the time to file a response from February 8, 2024 to March 11, 2024, submitted to The Clerk.
  9. Jan 05 2024
    Petition for a writ of certiorari filed. (Response due February 8, 2024)