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Swagelok Associates Welfare Benefits Plan v. Laura Patterson, et vir

Paid petition · Court of Appeals of Ohio, Medina County, No. 20CA0075-M, 20CA0078-M · judgment September 30, 2021


Certiorari denied · October 3, 2022
Pre-decision estimate: 2% cert probability

Before the decision, well below the 4.1% base rate, with no standout signals pointing toward a grant.

Question presented

Petitioner Swagelok Associates Welfare Benefits Plan (the “Plan”) provided medical benefits coverage to Respondent Laura Patterson when she was injured in an automobile accident. Ms. Patterson filed an action in the Ohio Court of Common Pleas, seeking a declaration that the Plan had no right to reimbursement out of Ms. Patterson’s potential third party recovery, and to “bar” the Plan from enforcing its reimbursement rights with respect to any potential recovery she received from a third party in connection with the accident. The Ohio Court of Appeals for the Ninth District, Summit County, construed the Pattersons’ claims as arising under both ERISA Section 502(a)(1)(B) and Section 502(a)(3), and held that, because the claim was, in part, a claim for benefits under Section 502(a)(1)(B), the state court had jurisdiction over the matter pursuant to ERISA Section 502(e)(1). The Ohio Supreme Court rejected the Plan’s request to take jurisdiction of an appeal, thereby affirming the Ohio Appellate Court’s ruling. The question presented is: Is a state law action brought by a Plan Participant for an injunction barring an ERISA welfare benefit plan from enforcing its subrogation/reimbursement terms a claim for equitable relief pursuant to ERISA Section 502(a)(3), 29 U.S.C. 1132(a)(3), and therefore a claim over which the federal courts have exclusive jurisdiction under Section 502(e)(1), 29 U.S.C. 1132(e)(1), or may such an action proceed in state court?

Counsel of record

For petitioner
Noah Gordon Lipschultz
Littler Mendelson, PC

For respondent
Benjamin Paul Pfouts
Kisling, Nestico & Redick, LLC

Case

Conference history
Distributed for 1 conference

Linked docket
21A628

Proceedings

  1. Oct 03 2022
    Petition DENIED.
  2. Aug 17 2022
    DISTRIBUTED for Conference of 9/28/2022.
  3. Aug 16 2022
    Reply of petitioner Swagelok Associates Welfare Benefits Plan filed. (Distributed)
  4. Aug 02 2022
    Brief of respondents Laura Patterson, et vir in opposition filed.
  5. Jun 29 2022
    Motion to extend the time to file a response is granted and the time is extended to and including August 4, 2022.
  6. Jun 27 2022
    Motion to extend the time to file a response from July 5, 2022 to August 4, 2022, submitted to The Clerk.
  7. May 31 2022
    Petition for a writ of certiorari filed. (Response due July 5, 2022)
  8. Apr 20 2022
    Application (21A628) granted by Justice Kavanaugh extending the time to file until May 31, 2022.
  9. Apr 18 2022
    Application (21A628) to extend the time to file a petition for a writ of certiorari from May 2, 2022 to May 31, 2022, submitted to Justice Kavanaugh.