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James David O'Brien v. Securities and Exchange Commission

Paid petition · United States Court of Appeals for the Second Circuit, No. 20-37 · judgment January 11, 2021


Certiorari denied · October 4, 2021
Pre-decision estimate: 1% cert probability

Before the decision, well below the 4.1% base rate, with no standout signals pointing toward a grant.

Question presented

Did the United States Court of Appeals for the Second Circuit err in deciding that a proponent of testimony pursuant to a proffer agreement, entered into with a federal governmental agency after their issuance of a subpoena, is not later protected under that proffer agreement from providing testimony pursuant to a subsequently issued identical subpoena from the same federal agency, in the same proceeding, and seeking the same testimony as that offered pursuant to the proffer agreement?

Counsel of record

For petitioner
John Mooshegh Hanamirian
Hanamirian Law Firm, P.C.

For respondent
Brian H. Fletcher
Acting Solicitor General

Case

Conference history
Distributed for 1 conference

Proceedings

  1. Oct 04 2021
    Petition DENIED.
  2. Jul 14 2021
    DISTRIBUTED for Conference of 9/27/2021.
  3. Jul 12 2021
    Waiver of right of respondent SEC to respond filed.
  4. Jul 08 2021
    Supplemental brief of petitioner James David O'Brien filed.
  5. Jun 10 2021
    Petition for a writ of certiorari filed. (Response due July 15, 2021)