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David James Murphy v. Citigroup Global Markets, Inc., et al.

Paid petition · Appellate Division, Supreme Court of New York, First Judicial Department, No. 2019-21634 · judgment July 16, 2020


Certiorari denied · October 4, 2021
Pre-decision estimate: 0% cert probability

Before the decision, well below the 4.1% base rate, with no standout signals pointing toward a grant.

Question presented

(1) There is an arbitration agreement and it con­ tains a delegation clause. Respondents argued that Pe­ titioner’s claims are subject to arbitration, under that agreement, and are therefore barred on res judicata by a prior arbitration. Petitioner argued that he is not bound by the arbitration agreement and that his claims cannot therefore be barred on res judicata by the prior arbitration. However, as Petitioner has chal­ lenged the enforceability of the arbitration agreement as a whole, and not the delegation clause specifically, he cross-moved to compel arbitration of arbitrability, pursuant to the severable delegation clause. Should the lower courts have granted Petitioner’s cross-motion and denied or stayed Respondents’ motion to dismiss, at least to the extent it was based on res judicata?

Counsel of record

For petitioner
David James Murphy

For respondent
Joseph Baumgarten
Proskauer Rose, LLP

Case

Conference history
Distributed for 3 conferences

Linked docket
20M91

Proceedings

  1. Nov 01 2021
    Rehearing DENIED.
  2. Oct 13 2021
    DISTRIBUTED for Conference of 10/29/2021.
  3. Oct 07 2021
  4. Oct 04 2021
    Petition DENIED.
  5. Jun 23 2021
    DISTRIBUTED for Conference of 9/27/2021.
  6. Jun 17 2021
    Waiver of right of respondent Citigroup Global Markets, Inc., et al. to respond filed.
  7. Jun 14 2021
    Motion (20M91) for leave to file a petition for a writ of certiorari with the supplemental appendix under seal Granted.
  8. May 25 2021
    MOTION (20M91) DISTRIBUTED for Conference of 6/10/2021.
  9. May 19 2021
    Motion (20M91) for leave to file a petition for a writ of certiorari with the supplemental appendix under seal filed.
  10. May 19 2021
    Petition for a writ of certiorari filed. (Response due July 14, 2021)