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Samuel Giancarlo, et al. v. UBS Financial Services, Inc., et al.

Paid petition · United States Court of Appeals for the Fifth Circuit, No. 16-20663 · judgment February 26, 2018


Certiorari denied · October 1, 2018
Pre-decision estimate: 1% cert probability

Before the decision, well below the 4.1% base rate, with no standout signals pointing toward a grant.

Question presented

The question presented arises from the unique procedural history of this case and the actions of the courts below in disregarding Petitioners’ statement of their claims. Does manifest injustice result from the errors associated with the district court’s dismissal of Petitioners’ complaint, the errors of the appellate court in affirming the district court’s dismissal, and the unique circumstances of this case – which include: • Thirteen (13) years of litigation; • Denial of Respondents’ initial motion to dismiss; • Completion of both fact and expert discovery; • Followed by an involuntary four-and-a-half (4.5) year litigation stay; • Followed by Petitioners’ one and only request for leave to file an amended complaint; • Followed by the district court’s denial of leave to amend based solely on delay in another case; • Followed by the district court’s refusal to issue deadlines and timely rule upon motions; • Followed five (5) years later by the district court granting a ten-year-old FED. R. CIV. P. 12(b)(6) motion to dismiss, without consideration of the proposed amendment; and

Counsel of record

For petitioner
Dawn Renee Meade
The Spencer Law Firm

For respondent
Robert J. Giuffra Jr.
Sullivan & Cromwell

Case

Conference history
Distributed for 1 conference

Proceedings

  1. Oct 01 2018
    Petition DENIED.
  2. Jul 11 2018
    DISTRIBUTED for Conference of 9/24/2018.
  3. Jul 02 2018
    Waiver of right of respondents UBS FINANCIAL SERVICES, INCORPORATED, et al. to respond filed.
  4. Jun 26 2018
    Petition for a writ of certiorari filed. (Response due July 30, 2018)