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Gilbert P. Hyatt, et al. v. Andrei Iancu, Director, United States Patent and Trademark Office

Paid petition · United States Court of Appeals for the Federal Circuit, No. 2017-1722 · judgment September 24, 2018


Certiorari denied · October 7, 2019
Pre-decision estimate: 3% cert probability

Before the decision, well below the 4.1% base rate, with no standout signals pointing toward a grant.

Question presented

Section 134 of the Patent Act provides that an “applicant for a patent, any of whose claims has been twice rejected, may appeal from the decision of the primary examiner to the Patent Trial and Appeal Board.” Section 6 provides, in turn, that the “Appeal Board shall…on written appeal of an applicant, review adverse decisions of examiners upon applications for patents pursuant to section 134.” Interpreting those provisions’ predecessors, U.S. ex rel. Steinmetz v. Allen held that mandamus was the appropriate remedy when the Patent and Trademark Office refused to allow an appeal to proceed to the Appeal Board’s predecessor. 192 U.S. 543 (1904). A century later, the PTO adopted a rule, Manual of Patent Examining Procedure (“MPEP”) § 1207.04, authorizing patent examiners to block an applicant’s appeal from ever reaching the Appeal Board by reopening patent prosecution to enter additional rejections. Accordingly, the question presented is: Whether MPEP § 1207.04 violates patent applicants’ statutory right of appeal following a second rejection. 

Counsel of record

For petitioner
Andrew Michael Grossman
Baker & Hostetler LLP

For respondent
Noel John Francisco
Jones Day

Case

Conference history
Distributed for 1 conference

Amicus briefs
2 cert-stage

Proceedings

  1. Oct 07 2019
    Petition DENIED.
  2. Jul 24 2019
    DISTRIBUTED for Conference of 10/1/2019.
  3. Jul 24 2019
    Reply of petitioners Gilbert P. Hyatt, et al. filed. (Distributed)
  4. Jul 10 2019
    Brief of respondent Iancu, Andrei, Director, United States Patent and Trademark Office in opposition filed.
  5. Jun 05 2019
    Motion to extend the time to file a response is granted and the time is further extended to and including July 10, 2019.
  6. Jun 03 2019
    Motion to extend the time to file a response from June 10, 2019 to July 10, 2019, submitted to The Clerk.
  7. May 10 2019
    Brief amicus curiae of Raymond A. Mercado, Ph.D. filed.
  8. May 10 2019
    Brief amici curiae of U.S. Inventor Small Business Technology Council, et al. filed.
  9. Apr 26 2019
    Motion to extend the time to file a response from May 10, 2019 to June 10, 2019, submitted to The Clerk.
  10. Apr 26 2019
    Motion to extend the time to file a response is granted and the time is extended to and including June 10, 2019.
  11. Apr 10 2019
    Petition for a writ of certiorari filed. (Response due May 10, 2019)