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Brian Perryman v. Josue Romero, et al.

Paid petition · United States Court of Appeals for the Ninth Circuit, No. 16-56307 · judgment October 3, 2018


Certiorari denied · June 24, 2019
Pre-decision estimate: 19% cert probability (95% interval 15%–25%)

Before the decision, about 4.7× the 4.1% base rate. The model weighted this up for counsel who has won certiorari before, a Ninth Circuit decision below, and a circuit split argued in the petition.

Question presented

Rule 23(e)(2) of the Federal Rules of Civil Procedure requires that the district court approve class-action settlements only if a settlement is “fair, reasonable, and adequate.” The limitations that this language of Rule 23(e) places on the approval of cy pres settlements are presently before this Court in Frank v. Gaos, No. 17-961 (argued Oct. 31, 2018), on a writ of certiorari to the Court of Appeals for the Ninth Circuit. In this case, the Ninth Circuit applied the same circuit precedent at issue in Gaos to sustain a class settlement that resulted in a mere $225,000 in cash refunds to 3,000 class members out of a class of 1.3 million (plus a mostly worthless $20 coupon to each class member). That $225,000 paid to class members is, however, dwarfed by settlement provisions that paid $8.85 million to class counsel and directed approximately $3 million in cy pres to three local schools, including the alma mater law school of several of the attorneys. This cy pres is being paid to third parties even though it is “technically feasible” to pay the class (Pet. App. 22a): every class member is known from defendants’ records and is receiving a distribution. Those cy pres awards will quite likely be increased substantially because the court of appeals below reversed the district court’s refusal to apply the Class Action Fairness Act, 28 U.S.C. § 1712(a), to the $20 credits, and remanded for a recalculation of fees under that Act. Under the settlement, any decrease in fees serves only to increase the cy pres awards, with nothing going to the class. The question presented in this case is similar to that presented in Gaos: (i)

Counsel of record

For petitioner
Theodore Harold Frank
Hamilton Lincoln Law Institute

For respondent
Deepak Gupta
Gupta Wessler LLP

Case

Conference history
Distributed for 2 conferences

Amicus briefs
1 cert-stage

Linked docket
18A608

Proceedings

  1. Jun 24 2019
    Motion for leave to file amicus brief filed by Center for Individual Rights GRANTED.
  2. Jun 24 2019
    Petition DENIED.
  3. Jun 19 2019
    Letter from counsel for petitioner regarding suggestion of bankruptcy of respondent Provide Commerce, Inc. received. (Distributed)
  4. Jun 19 2019
    Letter from counsel for respondents Josue Romero, et al. regarding suggestion of bankruptcy of respondent Provide Commerce, Inc. received.
  5. Jun 18 2019
    Letter from counsel for respondents Josue Romero, et al. regarding suggestion of bankruptcy of respondent Provide Commerce, Inc. received. (Distributed)
  6. Jun 11 2019
    Suggestion of bankruptcy of respondent Provide Commerce, Inc. received from counsel for respondent. (Distributed)
  7. Jun 07 2019
    Reply of petitioner Brian Perryman filed. (Distributed)
  8. Jun 04 2019
    DISTRIBUTED for Conference of 6/20/2019.
  9. May 31 2019
    Brief of respondents Josue Romero, et al. in opposition filed.
  10. May 31 2019
    Brief of respondent Provide Commerce, Inc. in opposition filed.
  11. May 20 2019
    Letter of May 20, 2019 from counsel from petitioner waiving the 14-day waiting period under Rule 15.5 filed.
  12. May 15 2019
    Motion to extend the time to file a response is granted in part and the time is extended to and including May 31, 2019, for all respondents.
  13. May 10 2019
    Response to motion from petitioner Brian Perryman filed.
  14. May 10 2019
    Reply in support of motion from respondent Provide Commerce, Inc. filed.
  15. May 10 2019
    Letter of May 10, 2019, from counsel for respondents Josue Romero, et al. in support of motion for extension of time filed.
  16. May 09 2019
    Motion to extend the time to file a response from May 23, 2019 to June 24, 2019, submitted to The Clerk.
  17. Apr 23 2019
    DISTRIBUTED for Conference of 5/9/2019.
  18. Apr 23 2019
    Response Requested. (Due May 23, 2019)
  19. Apr 01 2019
    Waiver of right of respondents Josue Romero, et al. to respond filed.
  20. Mar 18 2019
    Waiver of right of respondent Provide Commerce, Inc. to respond filed.
  21. Mar 15 2019
    Brief amici curiae of The Attorneys General of Arizona, et al. filed.
  22. Mar 14 2019
    Motion for leave to file amicus brief filed by Center for Individual Rights.
  23. Mar 07 2019
    Motion to extend the time to file a response is granted and the time is extended to and including April 17, 2019.
  24. Mar 05 2019
    Motion to extend the time to file a response from March 18, 2019 to April 17, 2019, submitted to The Clerk.
  25. Feb 13 2019
    Petition for a writ of certiorari filed. (Response due March 18, 2019)
  26. Dec 11 2018
    Application (18A608) granted by Justice Kagan extending the time to file until February 13, 2019.
  27. Dec 07 2018
    Application (18A608) to extend the time to file a petition for a writ of certiorari from January 1, 2019 to February 13, 2019, submitted to Justice Kagan.