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Máxima Acuña-Atalaya, et al. v. Newmont Mining Corporation, et al.

Paid petition · United States Court of Appeals for the Third Circuit, No. 20-1765 · judgment December 11, 2020


Certiorari denied · November 8, 2021
Pre-decision estimate: 5% cert probability (95% interval 3%–8%)

Before the decision, modestly above the 4.1% base rate. The model weighted this up for a Third Circuit decision below, a circuit split argued in the petition, and a dissent in the court below (flagged in the petition), and down for a business respondent.

Question presented

The forum non conveniens (“FNC”) doctrine only allows a court to dismiss a case to a more convenient forum if that forum is fair and adequate. Piper Aircraft Co. v. Reyno, 454 U.S. 235, 254-55 and n.22 (1981). Since forum non conveniens dismissal is a “harsh result,” defendants are supposed to “bear[] a heavy burden in opposing the plaintiff’s chosen forum.” Atl. Marine Constr. Co. v. United States Dist. Court, 571 U.S. 49, 66 n.8 (2013) (quotation marks omitted), and dismissals are supposed to be “rare.” Gulf Oil Corp. v. Gilbert, 330 U.S. 501, 509 (1947). In practice, though, such dismissals are ubiquitous and not difficult to obtain. Part of the problem, and the issue here, is that many lower courts do not actually ensure that the alternative forum is fair and adequate. The problem is particularly acute where, as here, the defendant has been sued in its home forum. In such cases, claims of inconvenience are suspect and courts should be particularly loathe to dismiss to a forum whose adequacy is in question. Here, the district court dismissed in favor of Peru, despite an unprecedented judicial corruption crisis and evidence that Respondents engaged in corruption, including in cases against Petitioners. It held that though these facts are “concerning[,] . . . Peru is an adequate alternative forum.” App. 18a. In affirming, the Third Circuit deepened at least a three-way circuit conflict on how to address a forum’s adequacy. The questions presented are: 1. Does the forum non conveniens doctrine permit dismissal from a defendant’s presumptively fair and convenient home forum when the adequacy of the foreign forum preferred by defendant is in question?

Counsel of record

For petitioner
Richard L. Herz
EarthRights International

For respondent
Melissa Arbus Sherry
Latham & Watkins LLP

Case

Conference history
Distributed for 2 conferences

Amicus briefs
2 cert-stage

Proceedings

  1. Nov 08 2021
    Petition DENIED.
  2. Oct 20 2021
    DISTRIBUTED for Conference of 11/5/2021.
  3. Oct 14 2021
    Reply of petitioners Máxima Acuña-Atalaya, et al. filed.
  4. Oct 01 2021
    Brief of respondents Newmont Mining Corporation, et al. in opposition filed.
  5. Sep 03 2021
    Brief amicus curiae of Antonio Maldonado Paredes filed.
  6. Sep 03 2021
    Brief amici curiae of Legal Scholars filed.
  7. Aug 12 2021
    Motion to extend the time to file a response is granted in part, and the time is extended to and including October 1, 2021.
  8. Aug 11 2021
    Motion to extend the time to file a response from September 3, 2021 to October 4, 2021, submitted to The Clerk.
  9. Aug 04 2021
    Response Requested. (Due September 3, 2021)
  10. Jul 14 2021
    DISTRIBUTED for Conference of 9/27/2021.
  11. Jul 12 2021
    Waiver of right of respondent Newmont Mining Corporation, et al. to respond filed.
  12. Jul 08 2021
    Petition for a writ of certiorari filed. (Response due August 11, 2021)