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Constance George v. House of Hope Recovery, et al.

Paid petition · United States Court of Appeals for the Ninth Circuit, No. 18-35551 · judgment November 18, 2021


Certiorari denied · June 13, 2022
Pre-decision estimate: 4% cert probability

Before the decision, roughly the 4.1% base rate. The model weighted this up for a Ninth Circuit decision below, a circuit split argued in the petition, and a petition filed soon after the judgment below.

Question presented

This Petition seeks review of the Ninth Circuit’s outlier view in a longstanding circuit split over service of the notice of appeal. Federal Rule of Appellate Procedure 3(d) assigns “[t]he district clerk” the duty to “serve notice of the filing of a notice of appeal,” with the express caveat that a “failure to serve notice does not affect the validity of the appeal.” Consistent with this plain language, six circuits have recognized that a failure to serve the notice of appeal does not divest appellate jurisdiction, with some dismissing the contrary view as “frivolous.” United States v. Uni Oil, Inc., 710 F.2d 1078, 1080 n.1 (5th Cir. 1983). But the Ninth Circuit has staked out that “frivolous” view in a series of decisions over the course of four decades, holding that Rule 3 requires the appellant to serve the notice of appeal and that doing so is essential to jurisdiction. Most recently, a Ninth Circuit panel applied this atextual rule to the pro se appeal that Petitioner filed here. Even though the district court had served Petitioner’s notice of appeal on all parties, the Ninth Circuit held it lacked jurisdiction over two appellees because Petitioner herself had not served them with her notice of appeal. Under the Ninth Circuit’s distortion of Rule 3, pro se litigants like Petitioner stand to lose their right to appeal for failing to take actions that this Court has, by Rule, expressly assigned to the courts. The question presented is: Whether Federal Rule of Appellate Procedure 3 permits a court of appeals to dismiss an appeal because the appellant did not serve the notice of appeal.

Counsel of record

For petitioner
Lincoln Davis Wilson
Dechert, LLP

For respondent
Edwin A. Harnden
Barran Liebman LLP

Case

Conference history
Distributed for 1 conference

Proceedings

  1. Jun 13 2022
    Motion for leave to file amici brief filed by Law School Clinics GRANTED.
  2. Jun 13 2022
    Petition DENIED.
  3. May 24 2022
    DISTRIBUTED for Conference of 6/9/2022.
  4. May 23 2022
    Reply of petitioner Constance George filed. (Distributed)
  5. May 04 2022
    Brief of respondents House of Hope Recovery and Patricia Barcroft in opposition filed.
  6. Apr 04 2022
    Motion for leave to file amici brief filed by Law School Clinics.
  7. Apr 04 2022
    Brief of respondents Bridges to Change, Inc. and Washington County Department of Housing Services in opposition filed.
  8. Mar 30 2022
    Motion to extend the time to file a response is granted and the time is extended to and including May 4, 2022.
  9. Mar 29 2022
    Motion to extend the time to file a response from April 4, 2022 to May 4, 2022, submitted to The Clerk.
  10. Feb 28 2022
    Petition for a writ of certiorari filed. (Response due April 4, 2022)