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Ultratec, Inc. v. CaptionCall, LLC, et al.

Paid petition · United States Court of Appeals for the Federal Circuit, No. 2019-1998, 2019-1999, 2019-2001, 2019-2002


Certiorari denied · November 8, 2021
Pre-decision estimate: 5% cert probability (95% interval 3%–10%)

Before the decision, modestly above the 4.1% base rate. The model weighted this up for a dissent in the court below (flagged in the petition) and a Federal Circuit decision below, and down for a business respondent.

Questions presented

In these related cases, the Federal Circuit summarily affirmed nine separate final written decisions of the Patent Trial and Appeal Board. On inter partes review, the Board collectively found unpatentable claims of eight patents, each of which was duly issued prior to the availability of the statutorily-created inter partes review procedure. These decisions directly conflict with, and now put in jeopardy, the verdict of a federal jury that found the patents valid and infringed six years prior, assessing over $44 million in past damages alone. The Federal Circuit did not issue an opinion in any of the appeals, even though the underlying decisions rested on a claim construction standard that was indisputably incorrect. The questions presented are as follows:

  1. Does retroactive application of the inter partes review process violate the Due Process Clause of the Fifth Amendment to the United States Constitution?

  2. Does the use of Federal Circuit Rule 36 to summarily affirm decisions from the Patent Trial and Appeal Board “without opinion” violate 35 U.S.C. § 144, which provides that the Federal Circuit “shall issue . . . its mandate and opinion” upon its determination of appeals arising from the Patent and Trademark Office?

Counsel of record

For petitioner
James Eric Goldschmidt
Quarles & Brady LLP

For respondent
Elizabeth B. Prelogar
Solicitor General

Case

Conference history
Distributed for 2 conferences

Proceedings

  1. Nov 08 2021
    Petition DENIED.
  2. Oct 20 2021
    DISTRIBUTED for Conference of 11/5/2021.
  3. Oct 15 2021
    Reply of petitioner Ultratec, Inc. filed.
  4. Oct 01 2021
    Brief of Federal Respondent in opposition filed.
  5. Oct 01 2021
    Brief of respondents CaptionCall, LLC et al. in opposition filed.
  6. Aug 05 2021
    Motion to extend the time to file a response is granted and the time is extended to and including October 1, 2021, for all respondents.
  7. Aug 04 2021
    Motion to extend the time to file a response from September 1, 2021 to October 1, 2021, submitted to The Clerk.
  8. Aug 02 2021
    Response Requested. (Due September 1, 2021)
  9. Jul 14 2021
    DISTRIBUTED for Conference of 9/27/2021.
  10. Jul 01 2021
    Waiver of right of respondent CaptionCall, LLC to respond filed.
  11. Jun 28 2021
    Waiver of right of respondent Drew Hirshfeld, Acting Under Secretary of Commerce for Intellectual Property and Director, United States Patent and Trademark Office to respond filed.
  12. Jun 04 2021
    Petition for a writ of certiorari filed. (Response due July 8, 2021)