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Arthrex, Inc. v. Smith & Nephew, Inc., et al.

Paid petition · United States Court of Appeals for the Federal Circuit, No. 2018-1584 · judgment August 21, 2019


Certiorari denied · October 5, 2020
Pre-decision estimate: 4% cert probability

Before the decision, roughly the 4.1% base rate. The model weighted this up for counsel with five or more prior petitions here, a dissent in the court below (flagged in the petition), and a Federal Circuit decision below, and down for a business respondent.

Questions presented

In 2011, Congress enacted a potent new mechanism for challenging patents through adversarial proceedings at the Patent Office known as inter partes review. See Leahy-Smith America Invents Act, Pub. L. No. 112-29, § 6(a), 125 Stat. 284, 299 (2011). Congress made that new mechanism applicable even to patents that were applied for and issued before the statute’s enactment. The Patent Office relied on that new procedure to revoke Arthrex’s patent claims, even though Arthrex applied for its patent and disclosed its invention to the public in reliance on the prior regime. While Arthrex’s case was pending on appeal, the Federal Circuit decided in another case between the same parties that the administrative patent judges who conduct inter partes reviews hold office in violation of the Appointments Clause. See Arthrex, Inc. v. Smith & Nephew, Inc., 941 F.3d 1320 (Fed. Cir. 2019). The Federal Circuit has repeatedly refused to apply that ruling to cases like this one where the appellant did not challenge the appointments in its opening brief on appeal. The questions presented are:

  1. Whether the retroactive application of inter partes review to patents that were applied for before the America Invents Act violates the Fifth Amendment.

  2. Whether a court of appeals can invoke forfeiture principles to refuse to address a constitutional claim in a pending appeal despite an intervening change in law. (i)

Counsel of record

For petitioner
Jeffrey Alan Lamken
MoloLamken LLP

For respondent
Mark Andrew Perry
Weil, Gotshal & Manges, LLP

Case

Conference history
Distributed for 1 conference

Linked docket
19A817

Proceedings

  1. Oct 05 2020
    Petition DENIED.
  2. Jun 19 2020
    Reply of petitioner Arthrex, Inc. filed. (Distributed)
  3. Jun 17 2020
    DISTRIBUTED for Conference of 9/29/2020.
  4. Jun 16 2020
    Letter waiving the 14-day waiting period for the distribution of the petition for a writ of certiorari pursuant to Rule 15.5 filed.
  5. Jun 09 2020
    Brief of respondents Smith & Nephew, Inc. and ArthroCare Corp. in opposition filed.
  6. Jun 08 2020
    Brief of respondent United States in opposition filed.
  7. May 04 2020
    Motion to extend the time to file a response is granted and the time is extended to and including June 10, 2020, for all respondents.
  8. May 01 2020
    Motion to extend the time to file a response from May 11, 2020 to June 10, 2020, submitted to The Clerk.
  9. Apr 06 2020
    Petition for a writ of certiorari filed. (Response due May 11, 2020)
  10. Jan 24 2020
    Application (19A817) granted by The Chief Justice extending the time to file until April 6, 2020.
  11. Jan 22 2020
    Application (19A817) to extend the time to file a petition for a writ of certiorari from February 6, 2020 to April 6, 2020, submitted to The Chief Justice.